CLE · Corporate Compliance

Effective Corporate Compliance

I recently recorded an online webinar, “Maintaining Effective Corporate Compliance Programs Under DOJ’s Heightened Standards,” with Peter Anderson, a leader of the White Collar and Environmental Crimes Practice Group at Beveridge & Diamond PC, and Jonny Frank, a Partner at StoneTurn Group. The discussion program was organized and moderated by long-time Southern California white collar… Continue reading Effective Corporate Compliance

SEC Enforcement

Hedge Fund and Private Equity: Enforcement Developments

At the Spring Meeting of the ABA’s Business Law Section in Montreal on April 7, 2016, I’ll be chairing a program entitled “Hedge Funds and Private Equity: Evolving Enforcement from the SEC and DOJ and Best Practices to Avoid Pitfalls.”  We have a stellar, highly-accomplished panel of experts who will shed light on the most effective… Continue reading Hedge Fund and Private Equity: Enforcement Developments